In an action by the receiver of a foundation found to have engaged in fraudulent investment sales to recover commissions paid to the foundation’s salespersons, judgment for Plaintiff is affirmed, where the charitable gift annuities sold by Defendants were investment contracts under federal securities law.
Read Warfield v. Bestgen, No. 07-15586
Appellate Information
Argued October 23, 2008
Filed June 24, 2009
Judges
Opinion by Judge Thomas
Counsel
For Appellants:
Burton M. Bentley, The Bentley Law Firm, P.C., Phoenix, AZ
For Appellee:
Alisan M.B. Patten, Guttilla Murphy Anderson, P.C., Phoenix, AZ
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